Role
10%+ Owner
Signature
ALEXANDRIA EQUITIES NO. 7, LLC By: ARE-Special Services, LLC, managing member By: ALEXANDRIA REAL ESTATE EQUITIES, L.P., managing member By: ARE-QRS CORP., general partner By: /s/ Marc E. Binda, Chief Financial Officer and Treasurer
Issuer symbol
APLT
Transactions as of
29 Nov 2023
Net transactions value
$0
Form type
4
Filing time
01 Dec 2023, 18:53:29 UTC
Previous filing
06 Nov 2023
Next filing
06 Jun 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APLT Common Stock Other +575,000 +10% 6,155,077 29 Nov 2023 By subsidiary F1, F2
transaction APLT Common Stock Other -575,000 -74% 203,977 29 Nov 2023 By subsidiary F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares have been transferred from Alexandria Equities No. 7, LLC, ("AE7") a wholly owned subsidiary of Alexandria Real Estate Equities, Inc. to Alexandria Venture Investments, LLC ("AVI"), another wholly owned subsidiary of Alexandria Real Estate Equities, Inc.
F2 These securities are held directly by AVI, an affiliate of AE7 and another wholly owned subsidiary of Alexandria Real Estate Equities, Inc.
F3 These securities are held directly by AE7, a wholly owned subsidiary of Alexandria Real Estate Equities, Inc.