Richard Ferrari - 11 Jul 2025 Form 4 Insider Report for HeartBeam, Inc. (BEAT)

Role
Director
Signature
/s/ Richard Ferrari
Issuer symbol
BEAT
Transactions as of
11 Jul 2025
Net transactions value
$0
Form type
4
Filing time
03 Oct 2025, 13:20:54 UTC
Previous filing
13 Jun 2025
Next filing
15 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ferrari Richard Director 2118 WALSH AVE, SUITE 210, SANTA CLARA /s/ Richard Ferrari 02 Oct 2025 0001034413

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BEAT Common Stock 65,653 11 Jul 2025 See Footnote F1
holding BEAT Common Stock 179,136 11 Jul 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BEAT Restricted Stock Award 80,645 11 Jul 2025 Common Stock 80,645 $0.000000 Direct F2, F3
holding BEAT Restricted Stock Award 43,939 11 Jul 2025 Common Stock 43,939 $0.000000 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by the Ferrari Living Trust, of which the Reporting Person is the trustee.
F2 These securities are restricted stock units (RSUs) granted on July 11, 2025. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of July 11, 2026, or the date of the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's 2022 Equity Inventive Plan) through the applicable vesting date.
F3 RSUs do not expire, they either vest or are canceled prior to vesting date
F4 Granted Restricted Stock Units (RSU's) on September 30, 2025, one half of the total number of Shares subject to the Special RSU shall vest on the three-month anniversary of the vesting commencement date (July 1, 2025) and the remaining Shares subject to the Special RSU shall vest on the six-month anniversary of the vesting commencement date. These RSUs have been issued from the Company's 2022 Equity Incentive Plan.