Robert H. Dallas II - 12 Mar 2026 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
Director, 10%+ Owner
Signature
Robert H. Dallas, II, POA Amanda Roche, FVP/Controller
Issuer symbol
UNTY
Transactions as of
12 Mar 2026
Net transactions value
-$735,434
Form type
4
Filing time
16 Mar 2026, 16:04:36 UTC
Previous filing
28 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
DALLAS ROBERT H II Director, 10%+ Owner C/O UNITY BANCORP INC, 64 OLD HIGHWAY 22, CLINTON Robert H. Dallas, II, POA Amanda Roche, FVP/Controller 16 Mar 2026 0001033204

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Common Stock Options Exercise +500 +1.7% $15.70* 30,086 12 Mar 2026 Direct
transaction UNTY Common Stock Options Exercise +152 +0.51% $19.75* 30,238 12 Mar 2026 Direct
transaction UNTY Common Stock Options Exercise +3,048 +10% $19.75* 33,286 12 Mar 2026 Direct
transaction UNTY Common Stock Options Exercise +3,000 +9% $18.77* 36,286 12 Mar 2026 Direct
transaction UNTY Common Stock Options Exercise +6,600 +18% $22.57* 42,886 12 Mar 2026 Direct
transaction UNTY Common Stock Options Exercise +4,000 +9.3% $17.55* 46,886 12 Mar 2026 Direct
transaction UNTY Common Stock Sale $352,274 -7,088 -15% $49.70 39,798 12 Mar 2026 Direct F1
transaction UNTY Common Stock Sale $383,160 -7,725 -19% $49.60 32,073 13 Mar 2026 Direct F2, F3
holding UNTY Restricted Stock 4,924 12 Mar 2026 Direct F4
holding UNTY Common Stock 1,775,735 12 Mar 2026 Dallas Financial Holdings, LLC F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNTY Stock Option (Right to Buy) Options Exercise -500 -2.9% $0.000000* 16,800 12 Mar 2026 Common Stock 500 $15.70 Direct
transaction UNTY Stock Options (Right to Buy) Options Exercise -152 -0.9% $0.000000* 16,648 12 Mar 2026 Common Stock 152 $19.75 Direct
transaction UNTY Stock Options (Right to Buy) Options Exercise -3,048 -18% $0.000000* 13,600 12 Mar 2026 Common Stock 3,048 $19.75 Direct
transaction UNTY Stock Options (Right to buy) Options Exercise -3,000 -22% $0.000000* 10,600 12 Mar 2026 Common Stock 3,000 $18.77 Direct
transaction UNTY Stock Option (Right to Buy) Options Exercise -6,600 -62% $0.000000* 4,000 12 Mar 2026 Common Stock 6,600 $22.57 Direct
transaction UNTY Stock Options (Right to buy) Options Exercise -4,000 -100% $0.000000* 0 12 Mar 2026 Common Stock 4,000 $17.55 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $49.27 USD to $50.06 USD; the price reported above reflects the weighted average sale price.
F2 This sale was executed the following day of the exercise to cover anticipated tax liability.
F3 This transaction was executed in multiple trades at prices ranging from $49.46 USD to $50.03 USD; the price reported above reflects the weighted average sale price.
F4 4,000 shares are held in an account at Computershare which have upcoming vesting dates, 924 shares are dividend reinvested shares for a total of 4,924.
F5 195,425 shares are held in an account at Computershare and 1,580,310 shares are held in a brokerage account totaling 1,775,735.

Remarks:

Total Beneficial Ownership: 1,812,732