Alessandro DiNello - Mar 19, 2022 Form 4 Insider Report for FLAGSTAR BANCORP INC ((NYSE:FBC))

Role
CEO and President, Director
Signature
/s/ Jan M Klym, By Power of Attorney of Mr. DiNello
Stock symbol
(NYSE:FBC)
Transactions as of
Mar 19, 2022
Transactions value $
$0
Form type
4
Date filed
3/22/2022, 04:29 PM
Previous filing
Mar 16, 2022
Next filing
Mar 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock Options Exercise $0 +5.11K +3.69% $0.00 144K Mar 19, 2022 Direct
transaction (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock Options Exercise $0 +2.56K +1.78% $0.00 146K Mar 19, 2022 Direct
transaction (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock Tax liability $0 -1.98K -1.35% $0.00 144K Mar 19, 2022 Direct F1
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 218K Mar 19, 2022 By SLAT F2
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 206K Mar 19, 2022 by Wife's SLAT F3
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 29.1K Mar 19, 2022 By CRUTrust F4
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 6.69K Mar 19, 2022 By Trust fbo gchild AD F5
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 6.69K Mar 19, 2022 By Trust fbo gchild DD F5
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 5.63K Mar 19, 2022 By Trust fbo gchild LeoG F5
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 3.63K Mar 19, 2022 By Trust fbo gchild MG F5
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 1.27K Mar 19, 2022 By IRA
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 630 Mar 19, 2022 By Trust fbo LukeG F5
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 206 Mar 19, 2022 By Wife's Trust F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction (NYSE:FBC) Restricted Stock Unit (LTP31919) Options Exercise $0 -5.11K -100% $0.00* 0 Mar 19, 2022 Flagstar Bancorp, Inc. Common Stock 5.11K Direct F7, F8
transaction (NYSE:FBC) Resticted Stock Unit (LTP31920) Options Exercise $0 -2.56K -33.34% $0.00 5.11K Mar 19, 2022 Flagstar Bancorp, Inc. Common Stock 2.56K Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 Spousal Lifetime Access Trust (SLAT) wherein reporting person's spouse is initial trustee and beneficiary.
F3 Spousal Lifetime Access Trust wherein reporting person is initial trustee and beneficiary.
F4 These shares are held in a charitable remainder unitrust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the FBC common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.
F5 These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F6 The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F7 Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.
F8 These restricted stock units will vest 25 percent on both the first and second anniversary of the grant date, and the remaining 50 percent on the third anniversary of the grant date.