Alessandro DiNello - Jun 28, 2021 Form 4 Insider Report for FLAGSTAR BANCORP INC ((NYSE:FBC))

Role
CEO and President, Director
Signature
/s/ Christine M Reid, By Power of Attorney of Mr. DiNello
Stock symbol
(NYSE:FBC)
Transactions as of
Jun 28, 2021
Transactions value $
$0
Form type
4
Date filed
6/30/2021, 04:15 PM
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock Options Exercise $0 +480 +0.11% $0.00 424K Jun 28, 2021 Direct F1
transaction (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock Tax liability $0 -196 -0.05% $0.00 424K Jun 28, 2021 Direct F2
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 23.9K Jun 28, 2021 By CRUTrust F3
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 14.7K Jun 28, 2021 By 401(k) Plan F4
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 6.06K Jun 28, 2021 By Trust fbo gchild DD F5
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 6.06K Jun 28, 2021 By Trust fbo gchild AD F5
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 5K Jun 28, 2021 By Trust fbo gchild LG F5
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 3K Jun 28, 2021 By Trust fbo gchild MG F5
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 1.27K Jun 28, 2021 By IRA
holding (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock 206 Jun 28, 2021 By Wife's Trust F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction (NYSE:FBC) Restricted Stock Unit (LSR062818) Options Exercise $0 -480 -100% $0.00* 0 Jun 28, 2021 Flagstar Bancorp, Inc. Common Stock 480 Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes .0011 shares acquired on June 15, 2021 under the FBC dividend reinvestment plan.
F2 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F3 These shares are held in a charitable remainder unitrust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the FBC common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.
F4 Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of Flagstar Bancorp, Inc. stock on the applicable measurement date.
F5 These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F6 The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F7 Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.
F8 These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.