Stephen Figliuolo V - 28 Jun 2021 Form 4 Insider Report for FLAGSTAR BANCORP INC

Role
EVP and Chief Risk Officer
Signature
/s/ Jan M. Klym, By Power of Attorney for Mr. Figliuolo
Issuer symbol
N/A
Transactions as of
28 Jun 2021
Net transactions value
$0
Form type
4
Filing time
30 Jun 2021, 16:10:34 UTC
Previous filing
22 Jun 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock Options Exercise $0 +3,241 +8.3% $0.000000 42,222 28 Jun 2021 Direct
transaction (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock Options Exercise $0 +204 +0.48% $0.000000 42,426 28 Jun 2021 Direct
transaction (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock Tax liability $0 -1,460 -3.4% $0.000000 40,966 28 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction (NYSE:FBC) Restricted Stock Unit (L062818) Options Exercise $0 -3,241 -100% $0.000000* 0 28 Jun 2021 Flagstar Bancorp, Inc. Common Stock 3,241 Direct F2, F3
transaction (NYSE:FBC) Restricted Stock Unit (LSR062818) Options Exercise $0 -204 -100% $0.000000* 0 28 Jun 2021 Flagstar Bancorp, Inc. Common Stock 204 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.
F3 The restricted stock units were granted on June 28, 2018, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.
F4 These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.