James Ciroli - 28 Jun 2021 Form 4 Insider Report for FLAGSTAR BANCORP INC

Role
EVP and Chief Financ Officer
Signature
/s/ Christine M. Reid, by Power of Attorney for Mr. Ciroli
Issuer symbol
N/A
Transactions as of
28 Jun 2021
Net transactions value
$0
Form type
4
Filing time
30 Jun 2021, 16:08:42 UTC
Previous filing
22 Jun 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock Options Exercise $0 +3,241 +7.1% $0.000000 49,205 28 Jun 2021 Direct
transaction (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock Options Exercise $0 +240 +0.49% $0.000000 49,445 28 Jun 2021 Direct
transaction (NYSE:FBC) Flagstar Bancorp, Inc. Common Stock Tax liability $0 -1,151 -2.3% $0.000000 48,294 28 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction (NYSE:FBC) Restricted Stock Unit (L062818) Options Exercise $0 -3,241 -100% $0.000000* 0 28 Jun 2021 Flagstar Bancorp, Inc. Common Stock 3,241 Direct F2, F3
transaction (NYSE:FBC) Restricted Stock Unit (LSR062818) Options Exercise $0 -240 -100% $0.000000* 0 28 Jun 2021 Flagstar Bancorp, Inc. Common Stock 240 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
F2 Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.
F3 The restricted stock units were granted on June 28, 2018, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.
F4 These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.