Gary B. Smith - Dec 20, 2024 Form 4 Insider Report for CIENA CORP (CIEN)

Role
President, CEO, Director
Signature
By: Michelle Rankin For: Gary B Smith
Stock symbol
CIEN
Transactions as of
Dec 20, 2024
Transactions value $
-$3,710,854
Form type
4
Date filed
12/23/2024, 03:58 PM
Previous filing
Dec 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$186K -2.13K -0.44% $87.38 480K Dec 20, 2024 Direct F1, F2
transaction CIEN Common Stock Tax liability -$256K -2.93K -0.61% $87.38 477K Dec 20, 2024 Direct F2, F3
transaction CIEN Common Stock Tax liability -$266K -3.05K -0.64% $87.38 474K Dec 20, 2024 Direct F2, F4
transaction CIEN Common Stock Tax liability -$1.5M -17.2K -3.63% $87.38 457K Dec 20, 2024 Direct F2, F5
transaction CIEN Common Stock Tax liability -$591K -6.76K -1.48% $87.38 450K Dec 20, 2024 Direct F2, F6
transaction CIEN Common Stock Tax liability -$767K -8.78K -1.95% $87.38 441K Dec 20, 2024 Direct F2, F7
transaction CIEN Common Stock Tax liability -$142K -1.63K -0.37% $87.38 439K Dec 20, 2024 Direct F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/14/2021. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/12/2023. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/19/2024.
F8 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.