Gary B. Smith - Sep 20, 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
President, CEO, Director
Signature
By: Michelle Rankin For: Gary B Smith
Stock symbol
CIEN
Transactions as of
Sep 20, 2023
Transactions value $
-$444,541
Form type
4
Date filed
9/22/2023, 05:48 PM
Previous filing
Sep 19, 2023
Next filing
Oct 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$124K -2.58K -0.6% $47.96 426K Sep 20, 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability -$102K -2.13K -0.5% $47.96 424K Sep 20, 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability -$78.1K -1.63K -0.38% $47.96 422K Sep 20, 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability -$141K -2.93K -0.69% $47.96 419K Sep 20, 2023 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.