Gary B. Smith - Sep 20, 2022 Form 4 Insider Report for CIENA CORP (CIEN)

Role
President, CEO, Director
Signature
By: Michelle Rankin For: Gary B Smith
Stock symbol
CIEN
Transactions as of
Sep 20, 2022
Transactions value $
-$363,637
Form type
4
Date filed
9/22/2022, 03:26 PM
Previous filing
Sep 21, 2022
Next filing
Oct 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$66.1K -1.63K -0.4% $40.58 405K Sep 20, 2022 Direct F1, F2
transaction CIEN Common Stock Tax liability -$86.2K -2.13K -0.52% $40.58 403K Sep 20, 2022 Direct F2, F3
transaction CIEN Common Stock Tax liability -$105K -2.58K -0.64% $40.58 400K Sep 20, 2022 Direct F2, F4
transaction CIEN Common Stock Tax liability -$107K -2.63K -0.66% $40.58 398K Sep 20, 2022 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.