Gary B. Smith - May 11, 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
President, CEO, Director
Signature
By: Michelle Rankin For: Gary B Smith
Stock symbol
CIEN
Transactions as of
May 11, 2021
Transactions value $
-$390,359
Form type
4
Date filed
5/13/2021, 12:52 PM
Next filing
Jun 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Sale -$201K -3.75K -0.88% $53.48 423K May 11, 2021 Direct F1, F2, F3
transaction CIEN Common Stock Sale -$190K -3.75K -0.89% $50.62 419K May 12, 2021 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sales were effected pursuant to Rule 10b5-1 trading plan dated 9/21/20.
F2 Reflects the weighted average sales price with transactions in a range of sales from $52.89 to $53.77. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
F3 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F4 Reflects the weighted average sales price with transactions in a range of sales from $49.525 to $52.755. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.