| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| TREFLER ALAN | C.E.O. & Chairman, Director, 10%+ Owner | C/O PEGASYSTEMS INC., 225 WYMAN STREET, STE 300, WALTHAM | /s/ Ewelina Kemp, Attorney-in-Fact for Alan Trefler | 23 Oct 2025 | 0001032235 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PEGA | Common stock | Sale | $246,118 | -4,506 | -0.01% | $54.62 | 45,019,858 | 21 Oct 2025 | Direct | F1, F2 |
| transaction | PEGA | Common stock | Sale | $288,229 | -5,158 | -0.01% | $55.88 | 45,014,700 | 21 Oct 2025 | Direct | F1, F3 |
| transaction | PEGA | Common stock | Sale | $1,159,484 | -20,374 | -0.05% | $56.91 | 44,994,326 | 21 Oct 2025 | Direct | F1, F4 |
| transaction | PEGA | Common stock | Sale | $858,968 | -14,962 | -0.03% | $57.41 | 44,979,364 | 21 Oct 2025 | Direct | F1, F5 |
| transaction | PEGA | Common stock | Sale | $737,045 | -11,742 | -0.03% | $62.77 | 44,967,622 | 22 Oct 2025 | Direct | F1, F6 |
| transaction | PEGA | Common stock | Sale | $358,675 | -5,636 | -0.01% | $63.64 | 44,961,986 | 22 Oct 2025 | Direct | F1, F7 |
| transaction | PEGA | Common stock | Sale | $1,154,282 | -17,824 | -0.04% | $64.76 | 44,944,162 | 22 Oct 2025 | Direct | F1, F8 |
| transaction | PEGA | Common stock | Sale | $636,314 | -9,740 | -0.02% | $65.33 | 44,934,422 | 22 Oct 2025 | Direct | F1, F9 |
| transaction | PEGA | Common stock | Sale | $3,842 | -58 | -0% | $66.25 | 44,934,364 | 22 Oct 2025 | Direct | F1, F10 |
| holding | PEGA | Common stock | 10,876,525 | 21 Oct 2025 | Alan N. Trefler Irrevocable Non-GST Trust of 2022 | ||||||
| holding | PEGA | Common stock | 10,879,283 | 21 Oct 2025 | Alan N. Trefler Grantor Retained Annuity Trust I of 2024 | ||||||
| holding | PEGA | Common stock | 8,703,426 | 21 Oct 2025 | Alan N. Trefler Grantor Retained Annuity Trust II of 2024 | ||||||
| holding | PEGA | Common stock | 2,071,585 | 21 Oct 2025 | The Trefler 2025 Trust |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Sold pursuant to a pre-arranged trading plan adopted by Mr. Trefler on November 6, 2024 under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| F2 | Represents the weighted average of sale prices, ranging from $54.18 to $55.15. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| F3 | Represents the weighted average of sale prices, ranging from $55.23 to $56.22. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| F4 | Represents the weighted average of sale prices, ranging from $56.24 to $57.24 . The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| F5 | Represents the weighted average of sale prices, ranging from $57.25 to $57.62. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| F6 | Represents the weighted average of sale prices, ranging from $62.16 to $63.16. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| F7 | Represents the weighted average of sale prices, ranging from $63.16 to $64.16. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| F8 | Represents the weighted average of sale prices, ranging from $64.17 to $65.17. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| F9 | Represents the weighted average of sale prices, ranging from $65.18 to $66.04. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| F10 | Represents the weighted average of sale prices, ranging from $66.23 to $66.27. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. |