| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PPBI | PPBI Common Stock | Gift | $0 | -29K | -18.78% | $0.00 | 125K | Dec 20, 2024 | By Trust | F1, F2 |
| transaction | PPBI | PPBI Common Stock | Gift | $0 | +29K | +28.57% | $0.00 | 131K | Dec 20, 2024 | Direct | F1, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | PPBI | PPBI Restricted Stock Unit | 23K | Dec 20, 2024 | PPBI Common Stock | 23K | Direct | F4, F5 | ||||||
| holding | PPBI | PPBI Restricted Stock Unit | 34.1K | Dec 20, 2024 | PPBI Common Stock | 34.1K | Direct | F4, F5 | ||||||
| holding | PPBI | PPBI Restricted Stock Unit | 37.6K | Dec 20, 2024 | PPBI Common Stock | 37.6K | Direct | F4, F5 |
| Id | Content |
|---|---|
| F1 | On December 20, 2024, the reporting person transferred 29,000 indirectly owned shares of PPBI common stock from The Wilcox Family Trust to the reporting persons individual brokerage account. The amount of shares beneficially owned following the reported transaction reflects an adjustment to the manner in which the shares were held. 129,083 shares held by The Wilcox Family Trust were previously inadvertently reported as directly beneficially owned by the reporting person. |
| F2 | Shares held by The Wilcox Family Trust, Edward and Kristen Wilcox, Trustees, the beneficiaries of which are the reporting person's children. |
| F3 | Includes 68,016 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. |
| F4 | Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the targeted number of Restricted Stock Units that may vest, if at all, following the third anniversary of the date of grant upon confirmation of achievement of certain predetermined performance goals over a 3-year performance period. Depending on the actual performance achieved, the reporting person may receive between 0% and 200% of the targeted amount. 50% vesting will be based on the Company's 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking Index ("KRX"). 25% vesting will be based on the Company's average ROAA percentile performance as compared to KRX companies over the performance period. 25% vesting will be based on the Company's average ROATCE percentile performance as compared to the KRX companies over the performance period. |
| F5 | Not applicable. |