| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PPBI | PPBI Common Stock | Options Exercise | $235K | +15K | +53.04% | $15.68 | 43.3K | May 23, 2023 | Direct | F1 |
| transaction | PPBI | PPBI Common Stock | Sale | -$264K | -12.8K | -29.68% | $20.53 | 30.4K | May 23, 2023 | Direct | F1, F2 |
| transaction | PPBI | PPBI Common Stock | Gift | $0 | -2.15K | -7.08% | $0.00 | 28.3K | May 24, 2023 | Direct | F1, F3 |
| transaction | PPBI | PPBI Common Stock | Gift | $0 | +2.15K | +2.93% | $0.00 | 75.6K | May 24, 2023 | The Karr Family Revocable Trust dated February 15, 2005 | F3, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PPBI | Options on PPBI Common Stock | Options Exercise | $0 | -15K | -100% | $0.00* | 0 | May 23, 2023 | PPBI Common Stock | 15K | $15.68 | Direct | F5 |
| holding | PPBI | Options on PPBI Common Stock | 19.9K | May 23, 2023 | PPBI Common Stock | 19.9K | $15.16 | Direct | F6 | |||||
| holding | PPBI | PPBI Restricted Stock Unit | 9.48K | May 23, 2023 | PPBI Common Stock | 9.48K | Direct | F7, F8 | ||||||
| holding | PPBI | PPBI Restricted Stock Unit | 5.75K | May 23, 2023 | PPBI Common Stock | 5.75K | Direct | F7, F8 | ||||||
| holding | PPBI | PPBI Restricted Stock Unit | 14.1K | May 23, 2023 | PPBI Common Stock | 14.1K | Direct | F7, F8 |
| Id | Content |
|---|---|
| F1 | Includes 28,285 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. |
| F2 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.51to $20.64, inclusive. |
| F3 | On May 24, 2023, the reporting person transferred 2,154 directly owned shares of PPBI common stock to The Karr Family Revocable Trust dated February 15, 2005. The reporting person shares voting and disposition control over shares held by the Trust. |
| F4 | Shares held by The Karr Family Revocable Trust dated February 15, 2005. |
| F5 | The options vests in three equal annual installments beginning on 1/2/2015. |
| F6 | The options vests in three equal annual installments beginning on 1/28/2016. |
| F7 | Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the targeted number of Restricted Stock Units that may vest, if at all, following the third anniversary of the date of grant upon confirmation of achievement of certain predetermined performance goals over a 3-year performance period. Depending on the actual performance achieved, the reporting person may receive between 0% and 200% of the targeted amount. 50% vesting will be based on the Company's 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking Index ("KRX"). 25% vesting will be based on the Company's average ROAA percentile performance as compared to KRX companies over the performance period. 25% vesting will be based on the Company's average ROATCE percentile performance as compared to the KRX companies over the performance period. |
| F8 | Not applicable. |