| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PPBI | PPBI Common Stock | Award | $0 | +23K | +16.63% | $0.00 | 161K | Mar 15, 2022 | Direct | F1, F2 |
| transaction | PPBI | PPBI Common Stock | Options Exercise | +38.4K | +23.8% | 200K | Mar 15, 2022 | Direct | F3 | ||
| transaction | PPBI | PPBI Common Stock | Options Exercise | +3.99K | +1.99% | 204K | Mar 15, 2022 | Direct | F4 | ||
| transaction | PPBI | PPBI Common Stock | Tax liability | -$931K | -25.2K | -12.37% | $36.93 | 179K | Mar 15, 2022 | Direct | F5, F6 |
| holding | PPBI | PPBI Common Stock | 25.3K | Mar 15, 2022 | By Trust | F2, F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PPBI | PPBI Restricted Stock Unit | Award | $0 | +23K | $0.00 | 23K | Mar 15, 2022 | PPBI Common Stock | 23K | Direct | F8, F9 | ||
| transaction | PPBI | PPBI Restricted Stock Unit | Options Exercise | $0 | -25.1K | -100% | $0.00* | 0 | Mar 15, 2022 | PPBI Common Stock | 25.1K | Direct | F3, F8, F9 | |
| transaction | PPBI | Dividend Equivalent Rights | Options Exercise | -3.99K | -100% | 0 | Mar 15, 2022 | PPBI Common Stock | 3.99K | Direct | F4, F9 | |||
| holding | PPBI | PPBI Restricted Stock Unit | 33.2K | Mar 15, 2022 | PPBI Common Stock | 33.2K | Direct | F8, F9 | ||||||
| holding | PPBI | PPBI Restricted Stock Unit | 16.4K | Mar 15, 2022 | PPBI Common Stock | 16.4K | Direct | F8, F9 | ||||||
| holding | PPBI | Options on PPBI Common Stock | 18.9K | Mar 15, 2022 | PPBI Common Stock | 18.9K | $15.68 | Direct | F10 | |||||
| holding | PPBI | Options on PPBI Common Stock | 30.5K | Mar 15, 2022 | PPBI Common Stock | 30.5K | $15.16 | Direct | F11 |
| Id | Content |
|---|---|
| F1 | Restricted Stock with an evenly distributed 3-year vesting schedule. |
| F2 | Reflects an adjustment to the total number of shares previously reported by the reporting person after a reconciliation of such person's ownership records. The reporting person previously inadvertently overreported aggregate beneficial ownership in column 5 of Table I by 568 shares. Additionally, shares held by The Wilcox Family Trust were previously inadvertently reported as directly beneficially owned by the reporting person and are now reported as indirectly beneficially owned. |
| F3 | On February 28, 2019, Reporting Person was granted Restricted Stock Units which convert into common stock on a one-for-one basis, the vesting of which was conditioned upon the achievement of certain performance goals. On March 15, 2022, actual performance against goals for the applicable performance period was determined and the Reporting Person was awarded 38,420 shares of common stock. |
| F4 | Each dividend equivalent right is the economic equivalent of one share of common stock. Dividend equivalent rights accrue on the reporting person's Restricted Stock Units and become vested proportionately with the Restricted Stock Units. |
| F5 | Represents shares withheld to cover the tax liability incident to the vesting of Restricted Stock Units, Restricted Stock Awards and dividend equivalent rights. |
| F6 | Includes 56,079 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. |
| F7 | Shares held by The Wilcox Family Trust, Edward and Kristen Wilcox, Trustees, the beneficiaries of which are the reporting person's children. |
| F8 | Each Restricted Stock Unit represents the right to receive one share of common stock. The amount reported reflects the targeted number of Restricted Stock Units that may vest, if at all, following the third anniversary of the date of grant upon confirmation of achievement of certain predetermined performance goals over a 3-year performance period. Depending on the actual performance achieved, the reporting person may receive between 0% and 200% of the targeted amount. 50% vesting will be based on the Company's 3-year average relative total shareholder return percentile range compared to the Keefe, Bruyette & Woods, Inc. Regional Banking Index ("KRX"). 25% vesting will be based on the Company's average ROAA percentile performance as compared to KRX companies over the performance period. 25% vesting will be based on the Company's average ROATCE percentile performance as compared to the KRX companies over the performance period. |
| F9 | Not applicable. |
| F10 | The option vests in three equal annual installments beginning on 1/02/2015. |
| F11 | The option vests in three equal annual installments beginning on 1/28/2016. |