S. Turner Keene - 30 Jun 2025 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Signature
/s/ Keene S. Turner
Issuer symbol
EFSC
Transactions as of
30 Jun 2025
Net transactions value
+$21,078
Form type
4
Filing time
09 Jul 2025, 09:51:30 UTC
Previous filing
06 Mar 2025
Next filing
16 Jan 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
KEENE S TURNER SEVP, Chief Financial Officer 150 N. MERAMEC, CLAYTON /s/ Keene S. Turner 09 Jul 2025 0001482570

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Other $21,078 +450 +0.79% $46.84 57,176 30 Jun 2025 Direct F1, F2
holding EFSC Common Stock 1,594 30 Jun 2025 401(k) Plan F3
holding EFSC Depository Shares 2,000 30 Jun 2025 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EFSC Non Qualified Stock Option (Right to Buy) 9,042 30 Jun 2025 Common Stock 9,042 $43.81 Direct
holding EFSC Non Qualified Stock Option (Right to Buy) 9,934 30 Jun 2025 Common Stock 9,934 $48.34 Direct F5
holding EFSC Non Qualified Stock Option (Right to Buy) 9,610 30 Jun 2025 Common Stock 9,610 $54.46 Direct F6
holding EFSC Non Qualified Stock Option (Right to Buy) 15,163 30 Jun 2025 Common Stock 15,163 $39.50 Direct F7
holding EFSC Non Qualified Stock Option (Right to Buy) 7,984 30 Jun 2025 Common Stock 7,984 $57.17 Direct F8
holding EFSC Restricted Share Units 1,964 30 Jun 2025 Common Stock 1,964 Direct F9, F10
holding EFSC Restricted Share Units 2,897 30 Jun 2025 Common Stock 2,897 Direct F9, F11
holding EFSC Restricted Share Units 2,670 30 Jun 2025 Common Stock 2,670 Direct F9, F12
holding EFSC Restricted Share Units 9,978 30 Jun 2025 Common Stock 9,978 Direct F9, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2025, through June 30, 2025. This transaction is exempt under Section 16b-3(c).
F2 In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 30, 2025.
F3 These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
F4 Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
F5 This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F6 This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F7 This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F8 The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
F9 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F10 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F11 The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F12 The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
F13 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.