Cyril Perducat - 09 Apr 2025 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
SVP, Chief Technology Officer
Signature
Danielle White, Attorney-in-fact for Cyril Perducat
Issuer symbol
ROK
Transactions as of
09 Apr 2025
Net transactions value
-$499,500
Form type
4
Filing time
02 Sep 2025, 19:30:02 UTC
Previous filing
10 Dec 2024
Next filing
03 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Perducat Cyril SVP, Chief Technology Officer 1201 SOUTH SECOND STREET, MILWAUKEE Danielle White, Attorney-in-fact for Cyril Perducat 02 Sep 2025 0001862211

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $0 +581 +13% $0.000000 5,222 09 Apr 2025 Direct
transaction ROK Common Stock Sale $464,601 -1,335 -26% $348.02 3,887 29 Aug 2025 Direct F1, F2
transaction ROK Common Stock Sale $34,899 -100 -2.6% $348.99 3,787 29 Aug 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Restricted Stock Units Options Exercise $0 -581 -33% $0.000000 1,163 09 Apr 2025 Common Stock 581 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025.
F2 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $347.56 to $348.44. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F4 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.