Isaac Woods - 29 Aug 2025 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role: Vice President and Treasurer
Signature: Danielle White, Attorney-in-fact for Isaac Woods
Issuer symbol: ROK
Transactions as of: 29 Aug 2025
Net transactions value: -$127,181
Form type: 4
Filing time: 02 Sep 2025, 19:22:26 UTC
Previous filing: 10 Jun 2025
Next filing: 08 Sep 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Woods Isaac	Vice President and Treasurer	1201 SOUTH SECOND STREET, MILWAUKEE	Danielle White, Attorney-in-fact for Isaac Woods	02 Sep 2025	0001825762

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROK	Common Stock	Options Exercise	$71,697	+365	+22%	$196.43	2,056	29 Aug 2025	Direct
transaction	ROK	Common Stock	Sale	$127,181	-365	-18%	$348.44	1,691	29 Aug 2025	Direct	F1
holding	ROK	Common Stock						461	29 Aug 2025	By Savings Plan	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROK	Employee Stock Option (Right to Buy)	Options Exercise	$71,697	-365	-100%	$196.43	0	29 Aug 2025	Common Stock	365	$196.43	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 5/30/2025.
F2	Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 6/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Content

Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 5/30/2025.

Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 6/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.