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Signature
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Danielle White, Attorney-in-Fact for Blake D. Moret
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Stock symbol
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ROK
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Transactions as of
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Dec 4, 2024
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Transactions value $
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-$516,504
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Form type
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4
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Date filed
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12/6/2024, 06:31 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
ROK |
Common Stock |
Options Exercise |
$0 |
+3.94K |
+5.04% |
$0.00 |
82.1K |
Dec 4, 2024 |
By Family Trust |
|
transaction |
ROK |
Common Stock |
Sale |
-$517K |
-1.74K |
-2.12% |
$296.67 |
80.3K |
Dec 5, 2024 |
By Family Trust |
F1, F2 |
holding |
ROK |
Common Stock |
|
|
|
|
|
166 |
Dec 4, 2024 |
By Savings Plan |
F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ROK |
Restricted Stock Units |
Options Exercise |
$0 |
-3.94K |
-33.33% |
$0.00 |
7.87K |
Dec 4, 2024 |
Common Stock |
3.94K |
|
Direct |
F4, F5 |
transaction |
ROK |
Employee Stock Option (Right to Buy) |
Award |
$0 |
+35.3K |
|
$0.00 |
35.3K |
Dec 5, 2024 |
Common Stock |
35.3K |
$297.10 |
Direct |
F6, F7 |
transaction |
ROK |
Restricted Stock Units |
Award |
$0 |
+11.1K |
|
$0.00 |
11.1K |
Dec 5, 2024 |
Common Stock |
11.1K |
|
Direct |
F4, F5, F6 |
holding |
ROK |
Common Stock Share Equivalents |
|
|
|
|
|
485 |
Dec 4, 2024 |
Common Stock |
485 |
|
Nonqual. Savings Plan |
F8, F9, F10 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: