-
Signature
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Danielle White, attorney-in-fact for Veena M. Lakkundi
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Stock symbol
-
ROK
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Transactions as of
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Dec 4, 2024
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Transactions value $
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-$42,045
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Form type
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4
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Date filed
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12/6/2024, 05:09 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ROK |
Common Stock |
Options Exercise |
$0 |
+465 |
+10.16% |
$0.00 |
5.04K |
Dec 4, 2024 |
Direct |
|
| transaction |
ROK |
Common Stock |
Sale |
-$42K |
-142 |
-2.82% |
$296.09 |
4.9K |
Dec 5, 2024 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ROK |
Restricted Stock Units |
Options Exercise |
$0 |
-465 |
-33.31% |
$0.00 |
931 |
Dec 4, 2024 |
Common Stock |
465 |
|
Direct |
F3, F4 |
| transaction |
ROK |
Employee Stock Option (Right to Buy) |
Award |
$0 |
+4.17K |
|
$0.00 |
4.17K |
Dec 5, 2024 |
Common Stock |
4.17K |
$297.10 |
Direct |
F5, F6 |
| transaction |
ROK |
Restricted Stock Units |
Award |
$0 |
+1.31K |
|
$0.00 |
1.31K |
Dec 5, 2024 |
Common Stock |
1.31K |
|
Direct |
F3, F4, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: