Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ROK | Restricted Stock Units | Options Exercise | $0 | -465 | -33.31% | $0.00 | 931 | Dec 4, 2024 | Common Stock | 465 | Direct | F3, F4 | |
transaction | ROK | Employee Stock Option (Right to Buy) | Award | $0 | +5.14K | $0.00 | 5.14K | Dec 5, 2024 | Common Stock | 5.14K | $297.10 | Direct | F5, F6 | |
transaction | ROK | Restricted Stock Units | Award | $0 | +1.62K | $0.00 | 1.62K | Dec 5, 2024 | Common Stock | 1.62K | Direct | F3, F4, F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/29/2024 to cover taxes due on restricted stock units that vested on 12/4/2024. |
F2 | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.3650 to $296.39. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
F3 | Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. |
F4 | The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
F5 | Awarded under the Company's 2020 Long-Term Incentives Plan. |
F6 | The options vest in three substantially equal annual installments beginning on the date exercisable. |