| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | ROK | Common Stock | 415 | Apr 1, 2024 | Direct | ||||||
| holding | ROK | Common Stock | 16 | Apr 1, 2024 | By Savings Plan | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | ROK | Employee Stock Option (Right to Buy) | Apr 1, 2024 | Common Stock | 822 | $350.76 | Direct | F2 | ||||||
| holding | ROK | Employee Stock Option (Right to Buy) | Apr 1, 2024 | Common Stock | 3,865 | $259.81 | Direct | F2 | ||||||
| holding | ROK | Employee Stock Option (Right to Buy) | Apr 1, 2024 | Common Stock | 3,493 | $279.50 | Direct | F2 | ||||||
| holding | ROK | Restricted Stock Units | Apr 1, 2024 | Common Stock | 69 | $0.00 | Direct | F3, F4 | ||||||
| holding | ROK | Restricted Stock Units | Apr 1, 2024 | Common Stock | 1,552 | $0.00 | Direct | F3, F4 | ||||||
| holding | ROK | Restricted Stock Units | Apr 1, 2024 | Common Stock | 770 | $0.00 | Direct | F3, F4 | ||||||
| holding | ROK | Restricted Stock Units | Apr 1, 2024 | Common Stock | 1,074 | $0.00 | Direct | F3, F4 | ||||||
| holding | ROK | Performance Shares | Apr 1, 2024 | Common Stock | 200 | $0.00 | Direct | F5, F6 | ||||||
| holding | ROK | Performance Shares | Apr 1, 2024 | Common Stock | 1,174 | $0.00 | Direct | F6, F7 | ||||||
| holding | ROK | Performance Shares | Apr 1, 2024 | Common Stock | 1,356 | $0.00 | Direct | F6, F8 | ||||||
| holding | ROK | Common Stock Share Equivalents | Apr 1, 2024 | Common Stock | 6 | By Nonqualified Savings Plan | F9, F10, F11 |
| Id | Content |
|---|---|
| F1 | Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 3/31/2024. |
| F2 | The options vest in three substantially equal annual installments beginning on the date exercisable. |
| F3 | The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| F4 | Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. |
| F5 | Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 7, 2024, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
| F6 | Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). |
| F7 | Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 9, 2025, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
| F8 | Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
| F9 | The share equivalents are payable in cash upon retirement or after termination of employment. |
| F10 | Share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan based on information furnished by the Plan Administrator as of 3/31/2024. |
| F11 | Each unit is the economic equivalent of one share of Company common stock. |