-
Role
-
SVP, CLO and Secretary
-
Signature
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Danielle White, Attorney-in-fact for Rebecca W. House
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Stock symbol
-
ROK
-
Transactions as of
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Feb 28, 2024
-
Transactions value $
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-$1,550,723
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Form type
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4
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Date filed
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2/28/2024, 06:25 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
ROK |
Common Stock |
+Options Exercise |
$2,383,294 |
+13,900 |
+163.88% |
$171.46 |
22,382 |
Feb 28, 2024 |
Direct |
F1 |
transaction |
ROK |
Common Stock |
-Sell |
-$896,898 |
-3,194 |
-14.27% |
$280.81 |
19,188 |
Feb 28, 2024 |
Direct |
F1, F2 |
transaction |
ROK |
Common Stock |
-Sell |
-$1,127,581 |
-4,006 |
-20.88% |
$281.47 |
15,182 |
Feb 28, 2024 |
Direct |
F1, F3 |
transaction |
ROK |
Common Stock |
-Sell |
-$1,909,538 |
-6,700 |
-44.13% |
$285.01 |
8,482 |
Feb 28, 2024 |
Direct |
F1, F4 |
holding |
ROK |
Common Stock |
|
|
|
|
|
50 |
Feb 28, 2024 |
By savings plan |
F5 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ROK |
Employee Stock Option (Right to Buy) |
-Options Exercise |
$0 |
-13,900 |
-100% |
$0.00 |
0 |
Feb 28, 2024 |
Common Stock |
13,900 |
$171.46 |
Direct |
F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: