-
Role
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Sr. VP Software and Control
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Signature
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Danielle White, Attorney-in-fact for Brian A. Shepherd
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Stock symbol
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ROK
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Transactions as of
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Feb 1, 2024
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Transactions value $
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-$167,448
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Form type
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4
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Date filed
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2/2/2024, 04:41 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ROK |
Common Stock |
+Options Exercise |
$0 |
+2,020 |
+54.52% |
$0.00 |
5,725 |
Feb 1, 2024 |
Direct |
|
| transaction |
ROK |
Common Stock |
-Sell |
-$167,448 |
-637 |
-11.13% |
$262.87 |
5,088 |
Feb 2, 2024 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ROK |
Restricted Stock Units |
-Options Exercise |
$0 |
-2,020 |
-100% |
$0.00 |
0 |
Feb 1, 2024 |
Common Stock |
2,020 |
|
Direct |
F3, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: