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Signature
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Danielle White, Attorney-in-Fact for John M. Miller
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Stock symbol
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ROK
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Transactions as of
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Dec 7, 2023
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Transactions value $
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-$33,000
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Form type
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4
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Date filed
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12/11/2023, 08:54 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
ROK |
Common Stock |
Options Exercise |
$0 |
+46 |
+1.01% |
$0.00 |
4.59K |
Dec 7, 2023 |
Direct |
|
transaction |
ROK |
Common Stock |
Sale |
-$3.91K |
-14 |
-0.3% |
$279.07 |
4.58K |
Dec 8, 2023 |
Direct |
F1, F2 |
transaction |
ROK |
Common Stock |
Options Exercise |
$0 |
+61 |
+1.33% |
$0.00 |
4.64K |
Dec 9, 2023 |
Direct |
|
transaction |
ROK |
Common Stock |
Options Exercise |
$0 |
+65 |
+1.4% |
$0.00 |
4.71K |
Dec 10, 2023 |
Direct |
|
transaction |
ROK |
Common Stock |
Options Exercise |
$0 |
+198 |
+4.21% |
$0.00 |
4.9K |
Dec 10, 2023 |
Direct |
|
transaction |
ROK |
Common Stock |
Sale |
-$20.7K |
-74 |
-1.51% |
$279.56 |
4.83K |
Dec 11, 2023 |
Direct |
F3, F4 |
transaction |
ROK |
Common Stock |
Sale |
-$8.41K |
-30 |
-0.62% |
$280.20 |
4.8K |
Dec 11, 2023 |
Direct |
F3 |
holding |
ROK |
Common Stock |
|
|
|
|
|
460 |
Dec 7, 2023 |
By Savings Plan |
F5 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ROK |
Restricted Stock Units |
Options Exercise |
$0 |
-46 |
-50% |
$0.00 |
46 |
Dec 7, 2023 |
Common Stock |
46 |
|
Direct |
F6, F7 |
transaction |
ROK |
Restricted Stock Units |
Options Exercise |
$0 |
-61 |
-32.97% |
$0.00 |
124 |
Dec 9, 2023 |
Common Stock |
61 |
|
Direct |
F6, F7 |
transaction |
ROK |
Restricted Stock Units |
Options Exercise |
$0 |
-65 |
-100% |
$0.00* |
0 |
Dec 10, 2023 |
Common Stock |
65 |
|
Direct |
F6, F7 |
transaction |
ROK |
Performance Shares |
Options Exercise |
$0 |
-198 |
-100% |
$0.00* |
0 |
Dec 10, 2023 |
Common Stock |
198 |
|
Direct |
F8 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: