-
Role
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President and CEO, Director
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Signature
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Danielle White, Attorney-in-Fact for Blake D. Moret
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Stock symbol
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ROK
-
Transactions as of
-
Dec 7, 2023
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Transactions value $
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-$2,176,790
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Form type
-
4
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Date filed
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12/11/2023, 08:52 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
ROK |
Common Stock |
+Options Exercise |
$0 |
+2,566 |
+3.98% |
$0.00 |
66,991 |
Dec 7, 2023 |
Direct |
|
transaction |
ROK |
Common Stock |
-Sell |
-$318,583 |
-1,143 |
-1.71% |
$278.73 |
65,848 |
Dec 8, 2023 |
Direct |
F1, F2 |
transaction |
ROK |
Common Stock |
+Options Exercise |
$0 |
+3,849 |
+5.85% |
$0.00 |
69,697 |
Dec 9, 2023 |
Direct |
|
transaction |
ROK |
Common Stock |
+Options Exercise |
$0 |
+2,635 |
+3.78% |
$0.00 |
72,332 |
Dec 10, 2023 |
Direct |
|
transaction |
ROK |
Common Stock |
+Options Exercise |
$0 |
+8,027 |
+11.1% |
$0.00 |
80,359 |
Dec 10, 2023 |
Direct |
|
transaction |
ROK |
Common Stock |
-Sell |
-$1,604,727 |
-5,739 |
-7.14% |
$279.62 |
74,620 |
Dec 11, 2023 |
Direct |
F3, F4 |
transaction |
ROK |
Common Stock |
-Sell |
-$253,480 |
-905 |
-1.21% |
$280.09 |
73,715 |
Dec 11, 2023 |
Direct |
F3, F5 |
holding |
ROK |
Common Stock |
|
|
|
|
|
166 |
Dec 7, 2023 |
By Savings Plan |
F6 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ROK |
Restricted Stock Units |
-Options Exercise |
$0 |
-2,566 |
-50% |
$0.00 |
2,566 |
Dec 7, 2023 |
Common Stock |
2,566 |
|
Direct |
F7, F8 |
transaction |
ROK |
Restricted Stock Units |
-Options Exercise |
$0 |
-3,849 |
-33.33% |
$0.00 |
7,698 |
Dec 9, 2023 |
Common Stock |
3,849 |
|
Direct |
F7, F8 |
transaction |
ROK |
Restricted Stock Units |
-Options Exercise |
$0 |
-2,635 |
-100% |
$0.00 |
0 |
Dec 10, 2023 |
Common Stock |
2,635 |
|
Direct |
F7, F8 |
transaction |
ROK |
Performance Shares |
-Options Exercise |
$0 |
-8,027 |
-100% |
$0.00 |
0 |
Dec 10, 2023 |
Common Stock |
8,027 |
|
Direct |
F9 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: