| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Common Stock | +Options Exercise | $0 | +370 | +2.07% | $0.00 | 18,236 | Dec 7, 2022 | Direct | |
| transaction | ROK | Common Stock | -Sell | -$752,030 | -2,941 | -16.13% | $255.71 | 15,295 | Dec 8, 2022 | Direct | F1, F2 |
| transaction | ROK | Common Stock | -Sell | -$42,102 | -164 | -1.07% | $256.72 | 15,131 | Dec 8, 2022 | Direct | F1, F3, F4, F5 |
| holding | ROK | Common Stock | 28 | Dec 7, 2022 | By Savings Plan | F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Restricted Stock Units | -Options Exercise | $0 | -370 | -33.27% | $0.00 | 742 | Dec 7, 2022 | Common Stock | 370 | Direct | F7, F8 |
| Id | Content |
|---|---|
| F1 | Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022. |
| F2 | Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price, as previously reported in amendment dated December 27, 2022. |
| F3 | Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price, being reported pursuant to this amendment. |
| F4 | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.69 to $256.9401. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| F5 | As a result of the amendment to the number of shares sold, the shares reported in column 5 has been updated in this filing. In the filings on 12/13/22, 12/15/22, 2/28/2023, and 6/13/2023 for Mr. Kulaszewicz column 5 should be read to include these additional shares. |
| F6 | Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2022. |
| F7 | Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. |
| F8 | The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |