Frank C. Kulaszewicz - Dec 7, 2022 Form 4/A - Amendment Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
Senior Vice President
Signature
Danielle White, Attorney-in-fact for Frank C. Kulaszewicz
Stock symbol
ROK
Transactions as of
Dec 7, 2022
Transactions value $
-$794,132
Form type
4/A - Amendment
Date filed
11/21/2023, 04:49 PM
Date Of Original Report
Dec 8, 2022
Previous filing
Dec 7, 2022
Next filing
Dec 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $0 +370 +2.07% $0.00 18.2K Dec 7, 2022 Direct
transaction ROK Common Stock Sale -$752K -2.94K -16.13% $255.71 15.3K Dec 8, 2022 Direct F1, F2
transaction ROK Common Stock Sale -$42.1K -164 -1.07% $256.72 15.1K Dec 8, 2022 Direct F1, F3, F4, F5
holding ROK Common Stock 28 Dec 7, 2022 By Savings Plan F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Restricted Stock Units Options Exercise $0 -370 -33.27% $0.00 742 Dec 7, 2022 Common Stock 370 Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022.
F2 Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price, as previously reported in amendment dated December 27, 2022.
F3 Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price, being reported pursuant to this amendment.
F4 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.69 to $256.9401. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F5 As a result of the amendment to the number of shares sold, the shares reported in column 5 has been updated in this filing. In the filings on 12/13/22, 12/15/22, 2/28/2023, and 6/13/2023 for Mr. Kulaszewicz column 5 should be read to include these additional shares.
F6 Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2022.
F7 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F8 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.