Frank C. Kulaszewicz - 07 Dec 2022 Form 4/A - Amendment Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role: Senior Vice President
Signature: Danielle White, Attorney-in-fact for Frank C. Kulaszewicz
Issuer symbol: ROK
Transactions as of: 07 Dec 2022
Net transactions value: -$794,132
Form type: 4/A - Amendment
Filing time: 21 Nov 2023, 16:49:53 UTC
Date Of Original Report: 08 Dec 2022
Previous filing: 07 Dec 2022
Next filing: 13 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROK	Common Stock	Options Exercise	$0	+370	+2.1%	$0.000000	18,236	07 Dec 2022	Direct
transaction	ROK	Common Stock	Sale	$752,030	-2,941	-16%	$255.71	15,295	08 Dec 2022	Direct	F1, F2
transaction	ROK	Common Stock	Sale	$42,102	-164	-1.1%	$256.72	15,131	08 Dec 2022	Direct	F1, F3, F4, F5
holding	ROK	Common Stock						28	07 Dec 2022	By Savings Plan	F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROK	Restricted Stock Units	Options Exercise	$0	-370	-33%	$0.000000	742	07 Dec 2022	Common Stock	370		Direct	F7, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022.
F2	Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price, as previously reported in amendment dated December 27, 2022.
F3	Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price, being reported pursuant to this amendment.
F4	Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.69 to $256.9401. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F5	As a result of the amendment to the number of shares sold, the shares reported in column 5 has been updated in this filing. In the filings on 12/13/22, 12/15/22, 2/28/2023, and 6/13/2023 for Mr. Kulaszewicz column 5 should be read to include these additional shares.
F6	Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2022.
F7	Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F8	The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.