Key facts
- This page summarizes Christopher Nardecchia's Form 4 filing for ROCKWELL AUTOMATION, INC (ROK).
- 6 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 Oct 2023, 17:53.
Christopher Nardecchia - 02 Oct 2023 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)
- Reporting relationship
- SVP, Chief Information Officer
- Issuer ticker
- ROK
- Reported as of
- 02 Oct 2023
- Net transaction value
- -$128,741
- SEC form
- 4
- Accepted by SEC
- 03 Oct 2023, 17:53:45 UTC
- Prior SEC filing
- 07 Jun 2023
- Next SEC filing
- 05 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- Danielle White, Attorney-in-fact for Christopher Nardecchia
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Christopher Nardecchia filed Form 4 for ROCKWELL AUTOMATION, INC (ROK) on 03 Oct 2023.
Change
- Previous filing in this sequence was filed on 07 Jun 2023.
- Current net transaction value: -$128,741.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ROK
transaction
Common Stock
Sale
- Transaction value
- $42,826
- Shares
- -151
- Change %
- -1.6%
- Price
- $283.62
- Shares after
- 9,359
- Date
- 02 Oct 2023
- Ownership
- Direct
- Footnotes
- F1, F2
ROK
transaction
Common Stock
Sale
- Transaction value
- $22,743
- Shares
- -80
- Change %
- -0.85%
- Price
- $284.29
- Shares after
- 9,279
- Date
- 02 Oct 2023
- Ownership
- Direct
- Footnotes
- F1, F3
ROK
transaction
Common Stock
Sale
- Transaction value
- $11,412
- Shares
- -40
- Change %
- -0.43%
- Price
- $285.30
- Shares after
- 9,239
- Date
- 02 Oct 2023
- Ownership
- Direct
- Footnotes
- F1, F4
ROK
transaction
Common Stock
Sale
- Transaction value
- $17,204
- Shares
- -60
- Change %
- -0.65%
- Price
- $286.73
- Shares after
- 9,179
- Date
- 02 Oct 2023
- Ownership
- Direct
- Footnotes
- F1, F5
ROK
transaction
Common Stock
Sale
- Transaction value
- $34,556
- Shares
- -120
- Change %
- -1.3%
- Price
- $287.97
- Shares after
- 9,059
- Date
- 02 Oct 2023
- Ownership
- Direct
- Footnotes
- F1, F6
ROK
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5
- Date
- 02 Oct 2023
- Ownership
- By Savings Plan
- Footnotes
- F7
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ROK
transaction
Derivative
Performance Shares
Award
- Transaction value
- $0
- Shares
- +865
- Change %
- Price
- $0.000000
- Shares after
- 865
- Date
- 02 Oct 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 865
- Exercise price
- Footnotes
- F8, F9, F10
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 10 footnotes
Footnote F1
Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock that vested on 10/1/2023.
Footnote F2
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $282.9201 to $283.82. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Footnote F3
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $283.95 to $284.59. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Footnote F4
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285.25 to $285.34. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Footnote F5
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $286.4575 to $286.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Footnote F6
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.46 to $288.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Footnote F7
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/29/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Footnote F8
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Footnote F9
On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
Footnote F10
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.