| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Common Stock | -Sell | -$48,750 | -150 | -13.76% | $325.00 | 940 | Jun 28, 2023 | Direct | F1, F2 |
| holding | ROK | Common Stock | 408 | Jun 28, 2023 | By Savings Plan | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/23/2023. |
| F2 | Includes 350 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| F3 | Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 3/31/2023. |