-
Role
-
President and CEO, Director
-
Signature
-
Danielle White, Attorney-in-Fact for Blake D. Moret
-
Stock symbol
-
ROK
-
Transactions as of
-
Jun 9, 2023
-
Transactions value $
-
-$7,198,000
-
Form type
-
4
-
Date filed
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6/9/2023, 04:21 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ROK |
Common Stock |
+Options Exercise |
$2,730,284 |
+23,600 |
+34.06% |
$115.69 |
92,880 |
Jun 9, 2023 |
Direct |
F1 |
| transaction |
ROK |
Common Stock |
-Sell |
-$7,198,000 |
-23,600 |
-25.41% |
$305.00 |
69,280 |
Jun 9, 2023 |
Direct |
F1 |
| holding |
ROK |
Common Stock |
|
|
|
|
|
166 |
Jun 9, 2023 |
By Savings Plan |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ROK |
Employee Stock Option (Right to Buy) |
-Options Exercise |
-$2,730,284 |
-23,600 |
-100% |
$115.69 |
0 |
Jun 9, 2023 |
Common Stock |
23,600 |
$115.69 |
Direct |
|
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: