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Signature
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Danielle White, Attorney-in-Fact for Blake D. Moret
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Stock symbol
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ROK
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Transactions as of
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Jun 9, 2023
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Transactions value $
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-$7,198,000
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Form type
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4
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Date filed
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6/9/2023, 04:21 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ROK |
Common Stock |
Options Exercise |
$2.73M |
+23.6K |
+34.06% |
$115.69 |
92.9K |
Jun 9, 2023 |
Direct |
F1 |
| transaction |
ROK |
Common Stock |
Sale |
-$7.2M |
-23.6K |
-25.41% |
$305.00 |
69.3K |
Jun 9, 2023 |
Direct |
F1 |
| holding |
ROK |
Common Stock |
|
|
|
|
|
166 |
Jun 9, 2023 |
By Savings Plan |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ROK |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$2.73M |
-23.6K |
-100% |
$115.69 |
0 |
Jun 9, 2023 |
Common Stock |
23.6K |
$115.69 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: