-
Role
-
SVP, Intelligent Devices
-
Signature
-
Danielle White, Attorney-In-Fact for Tessa M Myers
-
Stock symbol
-
ROK
-
Transactions as of
-
Jun 6, 2023
-
Transactions value $
-
-$72,661
-
Form type
-
4
-
Date filed
-
6/7/2023, 06:34 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
ROK |
Common Stock |
+Options Exercise |
$0 |
+776 |
+64.34% |
$0.00 |
1,982 |
Jun 6, 2023 |
Direct |
|
transaction |
ROK |
Common Stock |
-Sell |
-$22,506 |
-76 |
-3.83% |
$296.13 |
1,906 |
Jun 7, 2023 |
Direct |
F1, F2 |
transaction |
ROK |
Common Stock |
-Sell |
-$50,155 |
-169 |
-8.87% |
$296.77 |
1,737 |
Jun 7, 2023 |
Direct |
F1, F3 |
holding |
ROK |
Common Stock |
|
|
|
|
|
8 |
Jun 6, 2023 |
By Savings Plan |
F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ROK |
Restricted Stock Units |
-Options Exercise |
$0 |
-776 |
-33.33% |
$0.00 |
1,552 |
Jun 6, 2023 |
Common Stock |
776 |
|
Direct |
F5, F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: