Matthew W. Fordenwalt - Jun 6, 2023 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
SVP Lifecycle Services
Signature
Danielle White, By Power of Attorney for Matthew W. Fordenwalt
Stock symbol
ROK
Transactions as of
Jun 6, 2023
Transactions value $
$0
Form type
4
Date filed
6/7/2023, 05:07 PM
Previous filing
Jun 2, 2023
Next filing
Oct 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $0 +776 $0.00 776 Jun 6, 2023 Direct
holding ROK Common Stock 50 Jun 6, 2023 By Savings Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Restricted Stock Units Options Exercise $0 -776 -33.33% $0.00 1.55K Jun 6, 2023 Common Stock 776 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 5/30/2023.
F2 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F3 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.