-
Role
-
SVP, Chief Technology Officer
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Signature
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Danielle White, Attorney-in-fact for Cyril Perducat
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Stock symbol
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ROK
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Transactions as of
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Jun 1, 2023
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Transactions value $
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-$186,553
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Form type
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4
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Date filed
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6/2/2023, 05:08 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ROK |
Common Stock |
+Options Exercise |
$0 |
+2,240 |
+250% |
$0.00 |
3,136 |
Jun 1, 2023 |
Direct |
|
| transaction |
ROK |
Common Stock |
-Sell |
-$186,553 |
-645 |
-20.57% |
$289.23 |
2,491 |
Jun 2, 2023 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ROK |
Restricted Stock Units |
-Options Exercise |
$0 |
-2,240 |
-50% |
$0.00 |
2,240 |
Jun 1, 2023 |
Common Stock |
2,240 |
|
Direct |
F3, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: