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Signature
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Danielle White, Attorney-in-Fact for Blake D. Moret
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Stock symbol
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ROK
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Transactions as of
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May 15, 2023
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Transactions value $
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$0
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Form type
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4
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Date filed
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5/16/2023, 08:57 AM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ROK |
Common Stock |
Options Exercise |
$98K |
+900 |
+1.33% |
$108.89 |
68.5K |
May 15, 2023 |
Direct |
F1 |
| transaction |
ROK |
Common Stock |
Options Exercise |
$92.6K |
+800 |
+1.17% |
$115.69 |
69.3K |
May 15, 2023 |
Direct |
F1 |
| holding |
ROK |
Common Stock |
|
|
|
|
|
166 |
May 15, 2023 |
By Savings Plan |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ROK |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$98K |
-900 |
-100% |
$108.89 |
0 |
May 15, 2023 |
Common Stock |
900 |
$108.89 |
Direct |
F3 |
| transaction |
ROK |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$92.6K |
-800 |
-100% |
$115.69 |
0 |
May 15, 2023 |
Common Stock |
800 |
$115.69 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: