Tessa M. Myers - 02 Feb 2023 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role: SVP, Intelligent Devices
Signature: Danielle White, Attorney-In-Fact for Tessa M Myers
Issuer symbol: ROK
Transactions as of: 02 Feb 2023
Net transactions value: -$579,294
Form type: 4
Filing time: 02 Feb 2023, 18:24:04 UTC
Previous filing: 13 Dec 2022
Next filing: 02 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROK	Common Stock	Sale	$174,330	-600	-33%	$290.55	1,206	02 Feb 2023	Direct
transaction	ROK	Common Stock	Options Exercise	$497,754	+2,534	+210%	$196.43	3,740	02 Feb 2023	Direct
transaction	ROK	Common Stock	Options Exercise	$240,044	+1,400	+37%	$171.46	5,140	02 Feb 2023	Direct
transaction	ROK	Common Stock	Sale	$1,142,762	-3,934	-77%	$290.48	1,206	02 Feb 2023	Direct	F1
holding	ROK	Common Stock						8	02 Feb 2023	By Savings Plan	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROK	Employee Stock Option (Right to Buy)	Options Exercise	$0	-2,534	-100%	$0.000000^*	0	02 Feb 2023	Common Stock	2,534	$196.43	Direct
transaction	ROK	Employee Stock Option (Right to Buy)	Options Exercise	$0	-1,400	-100%	$0.000000^*	0	02 Feb 2023	Common Stock	1,400	$171.46	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $290.3543 to $290.65. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F2	Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2022. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Content

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $290.3543 to $290.65. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2022. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.