Brian A. Shepherd - Feb 1, 2023 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
Sr. VP Software and Control
Signature
Danielle White, Attorney-in-fact for Brian A. Shepherd
Stock symbol
ROK
Transactions as of
Feb 1, 2023
Transactions value $
-$178,994
Form type
4
Date filed
2/2/2023, 06:13 PM
Previous filing
Dec 13, 2022
Next filing
Dec 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $0 +2.02K +119.03% $0.00 3.72K Feb 1, 2023 Direct
transaction ROK Common Stock Sale -$179K -626 -16.84% $285.93 3.09K Feb 2, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Restricted Stock Units Options Exercise $0 -2.02K -50% $0.00 2.02K Feb 1, 2023 Common Stock 2.02K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/28/2022 to cover taxes due on restricted stock that vested on 2/1/2023.
F2 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285.81 to $286.5801. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F4 Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.