| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Common Stock | +Options Exercise | $0 | +370 | +2.07% | $0.00 | 18,236 | Dec 7, 2022 | Direct | |
| transaction | ROK | Common Stock | -Sell | -$752,030 | -2,941 | -16.13% | $255.71 | 15,295 | Dec 8, 2022 | Direct | F1, F2, F3 |
| holding | ROK | Common Stock | 28 | Dec 7, 2022 | By Savings Plan | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Restricted Stock Units | -Options Exercise | $0 | -370 | -33.27% | $0.00 | 742 | Dec 7, 2022 | Common Stock | 370 | Direct | F5, F6 |
| Id | Content |
|---|---|
| F1 | Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022. |
| F2 | Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price. |
| F3 | As a result of the amendment to the number of shares sold, the shares reported in column 5 has been updated in this filing. In the filings on 12/13/22 and 12/15/22 for Mr. Kulaszewicz column 5 should be read to include these additional shares. |
| F4 | Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2022. |
| F5 | Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. |
| F6 | The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |