Key facts
- This page summarizes Christopher Nardecchia's Form 4 filing for ROCKWELL AUTOMATION, INC (ROK).
- 6 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 13 Dec 2022, 17:14.
Christopher Nardecchia - 09 Dec 2022 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)
- Reporting relationship
- SVP, Chief Information Officer
- Issuer ticker
- ROK
- Reported as of
- 09 Dec 2022
- Net transaction value
- -$34,913
- SEC form
- 4
- Accepted by SEC
- 13 Dec 2022, 17:14:18 UTC
- Prior SEC filing
- 08 Dec 2022
- Next SEC filing
- 07 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- Danielle White, Attorney-in-fact for Christopher Nardecchia
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Christopher Nardecchia filed Form 4 for ROCKWELL AUTOMATION, INC (ROK) on 13 Dec 2022.
Change
- Previous filing in this sequence was filed on 08 Dec 2022.
- Current net transaction value: -$34,913.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ROK
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +285
- Change %
- +3.4%
- Price
- $0.000000
- Shares after
- 8,583
- Date
- 10 Dec 2022
- Ownership
- Direct
ROK
transaction
Common Stock
Sale
- Transaction value
- $32,321
- Shares
- -125
- Change %
- -1.5%
- Price
- $258.56
- Shares after
- 8,458
- Date
- 12 Dec 2022
- Ownership
- Direct
- Footnotes
- F1, F2
ROK
transaction
Common Stock
Sale
- Transaction value
- $2,593
- Shares
- -10
- Change %
- -0.12%
- Price
- $259.28
- Shares after
- 8,448
- Date
- 12 Dec 2022
- Ownership
- Direct
- Footnotes
- F1, F3
ROK
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5
- Date
- 09 Dec 2022
- Ownership
- By Savings Plan
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ROK
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -285
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 285
- Date
- 10 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 285
- Exercise price
- Footnotes
- F5, F6
ROK
transaction
Derivative
Employee Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +3,865
- Change %
- Price
- $0.000000
- Shares after
- 3,865
- Date
- 09 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,865
- Exercise price
- $259.81
- Footnotes
- F7, F8
ROK
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +1,155
- Change %
- Price
- $0.000000
- Shares after
- 1,155
- Date
- 09 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,155
- Exercise price
- Footnotes
- F5, F6, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.
Footnote F2
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.16 to $259.12. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Footnote F3
Includes 1,407 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Footnote F4
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2022.
Footnote F5
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
Footnote F6
The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Footnote F7
Awarded under the Company's 2020 Long-Term Incentives Plan.
Footnote F8
The options vest in three substantially equal annual installments beginning on the date exercisable.