Veena M. Lakkundi - Dec 9, 2022 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
SVP, Strategy & Corp Developmt
Signature
Danielle White, attorney-in-fact for Veena M. Lakkundi
Stock symbol
ROK
Transactions as of
Dec 9, 2022
Transactions value $
$0
Form type
4
Date filed
12/13/2022, 05:06 PM
Previous filing
Dec 8, 2022
Next filing
May 10, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) Award $0 +5.03K $0.00 5.03K Dec 9, 2022 Common Stock 5.03K $259.81 Direct F1, F2
transaction ROK Restricted Stock Units Award $0 +1.5K $0.00 1.5K Dec 9, 2022 Common Stock 1.5K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Awarded under the Company's 2020 Long-Term Incentives Plan.
F2 The options vest in three substantially equal annual installments beginning on the date exercisable.
F3 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F4 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.