Cyril Perducat - Jun 1, 2022 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
SVP, Chief Technology Officer
Signature
Danielle White, Attorney-in-fact for Cyril Perducat
Stock symbol
ROK
Transactions as of
Jun 1, 2022
Transactions value $
-$144,583
Form type
4
Date filed
6/3/2022, 04:46 PM
Previous filing
Dec 9, 2021
Next filing
Dec 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock +Options Exercise $0 +2,240 $0.00 2,240 Jun 1, 2022 Direct
transaction ROK Common Stock -Sell -$144,583 -664 -29.64% $217.75 1,576 Jun 2, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Restricted Stock Units -Options Exercise $0 -2,240 -33.33% $0.00 4,480 Jun 1, 2022 Common Stock 2,240 Direct F3, F4

Explanation of Responses:

Id Content
F1 Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 6/1/2022.
F2 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $217.05 to $218.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F4 The restricted stock units vests in three substantially equal annual installments beginning on the date exercisable.