Frank C. Kulaszewicz - 10 Feb 2022 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
SVP
Signature
Danielle White, Attorney-in-fact for Frank C. Kulaszewicz
Issuer symbol
ROK
Transactions as of
10 Feb 2022
Net transactions value
$0
Form type
4
Filing time
11 Feb 2022, 15:43:54 UTC
Previous filing
16 Dec 2021
Next filing
04 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $28,634 +167 +1.1% $171.46 15,625 10 Feb 2022 Direct
transaction ROK Common Stock Options Exercise $32,804 +167 +1.1% $196.43 15,792 10 Feb 2022 Direct
transaction ROK Common Stock Options Exercise $32,820 +133 +0.84% $246.77 15,925 10 Feb 2022 Direct F1
holding ROK Common Stock 28 10 Feb 2022 By Savings Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) Options Exercise $28,634 -167 -1.4% $171.46 11,667 10 Feb 2022 Common Stock 167 $171.46 Direct F3
transaction ROK Employee Stock Option (Right to Buy) Options Exercise $32,804 -167 -1% $196.43 15,967 10 Feb 2022 Common Stock 167 $196.43 Direct F3
transaction ROK Employee Stock Option (Right to Buy) Options Exercise $32,820 -133 -1.9% $246.77 6,917 10 Feb 2022 Common Stock 133 $246.77 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
F2 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
F3 The option vests in three substantially equal annual installments beginning on the date exercisable.