Frank C. Kulaszewicz - Feb 10, 2022 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
SVP
Signature
Danielle White, Attorney-in-fact for Frank C. Kulaszewicz
Stock symbol
ROK
Transactions as of
Feb 10, 2022
Transactions value $
$0
Form type
4
Date filed
2/11/2022, 03:43 PM
Previous filing
Dec 16, 2021
Next filing
Oct 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $28.6K +167 +1.08% $171.46 15.6K Feb 10, 2022 Direct
transaction ROK Common Stock Options Exercise $32.8K +167 +1.07% $196.43 15.8K Feb 10, 2022 Direct
transaction ROK Common Stock Options Exercise $32.8K +133 +0.84% $246.77 15.9K Feb 10, 2022 Direct F1
holding ROK Common Stock 27.9 Feb 10, 2022 By Savings Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) Options Exercise -$28.6K -167 -1.41% $171.46 11.7K Feb 10, 2022 Common Stock 167 $171.46 Direct F3
transaction ROK Employee Stock Option (Right to Buy) Options Exercise -$32.8K -167 -1.04% $196.43 16K Feb 10, 2022 Common Stock 167 $196.43 Direct F3
transaction ROK Employee Stock Option (Right to Buy) Options Exercise -$32.8K -133 -1.89% $246.77 6.92K Feb 10, 2022 Common Stock 133 $246.77 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
F2 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 12/31/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
F3 The option vests in three substantially equal annual installments beginning on the date exercisable.