Ernest Nicolas - Dec 15, 2021 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
SVP,Chief Supply Chain Officer
Signature
Karen A. Balistreri, Attorney-in-fact for Ernest Nicolas
Stock symbol
ROK
Transactions as of
Dec 15, 2021
Transactions value $
-$23,759
Form type
4
Date filed
12/16/2021, 04:52 PM
Previous filing
Dec 14, 2021
Next filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Sale -$23.8K -69 -1.4% $344.34 4.87K Dec 15, 2021 Direct F1, F2
holding ROK Common Stock 37 Dec 15, 2021 By spouse
holding ROK Common Stock 500 Dec 15, 2021 By Savings Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021 and restricted stock units that vested on 12/10/2021.
F2 Includes 1,210 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
F3 Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.