Ernest Nicolas - 15 Dec 2021 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
SVP,Chief Supply Chain Officer
Signature
Karen A. Balistreri, Attorney-in-fact for Ernest Nicolas
Issuer symbol
ROK
Transactions as of
15 Dec 2021
Net transactions value
-$23,759
Form type
4
Filing time
16 Dec 2021, 16:52:34 UTC
Previous filing
14 Dec 2021
Next filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Sale $23,759 -69 -1.4% $344.34 4,872 15 Dec 2021 Direct F1, F2
holding ROK Common Stock 37 15 Dec 2021 By spouse
holding ROK Common Stock 500 15 Dec 2021 By Savings Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021 and restricted stock units that vested on 12/10/2021.
F2 Includes 1,210 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
F3 Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.