Isaac Woods - 10 Dec 2021 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
Vice President and Treasurer
Signature
Karen A. Balistreri, Attorney-in-fact for Isaac Woods
Issuer symbol
ROK
Transactions as of
10 Dec 2021
Net transactions value
$0
Form type
4
Filing time
14 Dec 2021, 16:50:24 UTC
Previous filing
09 Dec 2021
Next filing
25 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $0 +58 +14% $0.000000 478 10 Dec 2021 Direct F1
holding ROK Common Stock 227 10 Dec 2021 By Savings Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Restricted Stock Units Options Exercise $0 -58 -33% $0.000000 117 10 Dec 2021 Common Stock 58 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 420 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
F2 Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.
F3 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F4 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.