| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Common Stock | +Options Exercise | $0 | +58 | +13.81% | $0.00 | 478 | Dec 10, 2021 | Direct | F1 |
| holding | ROK | Common Stock | 227 | Dec 10, 2021 | By Savings Plan | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Restricted Stock Units | -Options Exercise | $0 | -58 | -33.14% | $0.00 | 117 | Dec 10, 2021 | Common Stock | 58 | Direct | F3, F4 |
| Id | Content |
|---|---|
| F1 | Includes 420 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| F2 | Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021. |
| F3 | Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. |
| F4 | The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |