Isaac Woods - Dec 10, 2021 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
Vice President and Treasurer
Signature
Karen A. Balistreri, Attorney-in-fact for Isaac Woods
Stock symbol
ROK
Transactions as of
Dec 10, 2021
Transactions value $
$0
Form type
4
Date filed
12/14/2021, 04:50 PM
Previous filing
Dec 9, 2021
Next filing
Mar 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $0 +58 +13.81% $0.00 478 Dec 10, 2021 Direct F1
holding ROK Common Stock 227 Dec 10, 2021 By Savings Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Restricted Stock Units Options Exercise $0 -58 -33.14% $0.00 117 Dec 10, 2021 Common Stock 58 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 420 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
F2 Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.
F3 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F4 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.