Elik I. Fooks - 10 Dec 2021 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
Senior Vice President
Signature
Karen A. Balistreri, Attorney-in-fact for Elik I. Fooks
Issuer symbol
ROK
Transactions as of
10 Dec 2021
Net transactions value
$0
Form type
4
Filing time
14 Dec 2021, 15:25:00 UTC
Previous filing
07 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $0 +183 +3.7% $0.000000 5,124 10 Dec 2021 Direct
holding ROK Common Stock 3,398 10 Dec 2021 By savings plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Restricted Stock Units Options Exercise $0 -183 -33% $0.000000 367 10 Dec 2021 Common Stock 183 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.
F2 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F3 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.