Elik I. Fooks - Dec 10, 2021 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
Senior Vice President
Signature
Karen A. Balistreri, Attorney-in-fact for Elik I. Fooks
Stock symbol
ROK
Transactions as of
Dec 10, 2021
Transactions value $
$0
Form type
4
Date filed
12/14/2021, 03:25 PM
Previous filing
Dec 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $0 +183 +3.7% $0.00 5.12K Dec 10, 2021 Direct
holding ROK Common Stock 3.4K Dec 10, 2021 By savings plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Restricted Stock Units Options Exercise $0 -183 -33.27% $0.00 367 Dec 10, 2021 Common Stock 183 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.
F2 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F3 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.