| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Common Stock | +Options Exercise | $0 | +365 | +1.16% | $0.00 | 31,957 | Dec 10, 2021 | Direct | |
| transaction | ROK | Common Stock | -Sell | -$60,586 | -173 | -0.54% | $350.21 | 31,784 | Dec 13, 2021 | Direct | F1, F2, F3 |
| holding | ROK | Common Stock | 1,094 | Dec 10, 2021 | By Savings Plan | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Restricted Stock Units | -Options Exercise | $0 | -365 | -33.33% | $0.00 | 730 | Dec 10, 2021 | Common Stock | 365 | Direct | F5, F6 |
| Id | Content |
|---|---|
| F1 | Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021. |
| F2 | Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.9001 to $350.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| F3 | Includes 690 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| F4 | Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021. |
| F5 | Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. |
| F6 | The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |