Brian A. Shepherd - Dec 7, 2021 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
Sr. VP Software and Control
Signature
Karen A. Balistreri, Attorney-in-fact for Brian A. Shepherd
Stock symbol
ROK
Transactions as of
Dec 7, 2021
Transactions value $
$0
Form type
4
Date filed
12/9/2021, 05:48 PM
Next filing
Feb 3, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) Award $0 +5.13K $0.00 5.13K Dec 7, 2021 Common Stock 5.13K $350.76 Direct F1, F2
transaction ROK Restricted Stock Units Award $0 +1.28K $0.00 1.28K Dec 7, 2021 Common Stock 1.28K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Awarded under the Company's 2020 Long-Term Incentives Plan.
F2 The options vest in three substantially equal annual installments beginning on the date exercisable.
F3 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F4 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.