Veena M. Lakkundi - Dec 7, 2021 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
SVP, Strategy & Corp Developmt
Signature
Danielle White, attorney-in-fact for Veena M. Lakkundi
Stock symbol
ROK
Transactions as of
Dec 7, 2021
Transactions value $
$0
Form type
4
Date filed
12/9/2021, 05:23 PM
Previous filing
Nov 1, 2021
Next filing
Sep 9, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) +Grant/Award $0 +4,448 $0.00 4,448 Dec 7, 2021 Common Stock 4,448 $350.76 Direct F1, F2
transaction ROK Restricted Stock Units +Grant/Award $0 +1,112 $0.00 1,112 Dec 7, 2021 Common Stock 1,112 Direct F1, F3, F4

Explanation of Responses:

Id Content
F1 Awarded under the Company's 2020 Long-Term Incentives Plan.
F2 The options vest in three substantially equal annual installments beginning on the date exercisable.
F3 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F4 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.