Nicholas C. Gangestad - 07 Dec 2021 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
Sr. VP and CFO
Signature
Karen A. Balistreri, Attorney-in-fact for Nicholas C. Gangestad
Issuer symbol
ROK
Transactions as of
07 Dec 2021
Net transactions value
$0
Form type
4
Filing time
09 Dec 2021, 17:08:18 UTC
Next filing
03 Mar 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) Award $0 +10,949 $0.000000 10,949 07 Dec 2021 Common Stock 10,949 $350.76 Direct F1, F2
transaction ROK Restricted Stock Units Award $0 +2,737 $0.000000 2,737 07 Dec 2021 Common Stock 2,737 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Awarded under the Company's 2020 Long-Term Incentives Plan.
F2 The options vest in three substantially equal annual installments beginning on the date exercisable.
F3 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F4 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.