James Phillip Holloman - 07 Dec 2021 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
Director
Signature
Karen A. Balistreri, Attorney-in-fact for J. Phillip Holloman
Issuer symbol
ROK
Transactions as of
07 Dec 2021
Net transactions value
$0
Form type
4
Filing time
08 Dec 2021, 19:20:39 UTC
Previous filing
05 Oct 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Restricted Stock Units Award $0 +421 +3.6% $0.000000 12,185 07 Dec 2021 Common Stock 421 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F2 Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.
F3 Payable upon retirement, change of control and certain other circumstances.