Elik I. Fooks - Nov 18, 2021 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
Senior Vice President
Signature
Karen A. Balistreri, Attorney-in-fact for Elik I. Fooks
Stock symbol
ROK
Transactions as of
Nov 18, 2021
Transactions value $
-$974,842
Form type
4
Date filed
11/19/2021, 07:02 AM
Previous filing
Oct 5, 2021
Next filing
Dec 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $497K +4.3K +103% $115.69 8.47K Nov 18, 2021 Direct
transaction ROK Common Stock Sale -$1.47M -4.3K -50.74% $342.40 4.17K Nov 18, 2021 Direct F1, F2
holding ROK Common Stock 3.4K Nov 18, 2021 By savings plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) Options Exercise $0 -4.3K -100% $0.00* 0 Nov 18, 2021 Common Stock 4.3K $115.69 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.26 to $342.41. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F2 Includes 750 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
F3 Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.